-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PmhokLefCvh6qoPz8WWDdSrm+A8Yu+ULdKKWDjOHP2R4vBgqZ/MVUTuRoPDKKMiy MmhR/GerV/S4Z/+Sy2wvQA== 0001193125-08-025854.txt : 20080211 0001193125-08-025854.hdr.sgml : 20080211 20080211164813 ACCESSION NUMBER: 0001193125-08-025854 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20080211 DATE AS OF CHANGE: 20080211 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: DOCUMENT SCIENCES CORP CENTRAL INDEX KEY: 0001016831 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 330485994 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-49433 FILM NUMBER: 08594184 BUSINESS ADDRESS: STREET 1: 5958 PRIESTLY DRIVE CITY: CARLSBAD STATE: CA ZIP: 92008 BUSINESS PHONE: 7606021400 MAIL ADDRESS: STREET 1: 5958 PRIESTLY DRIVE CITY: CARLSBAD STATE: CA ZIP: 92008 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: RINGER THOMAS L CENTRAL INDEX KEY: 0001220909 FILING VALUES: FORM TYPE: SC 13G/A MAIL ADDRESS: STREET 1: C/O CALIFORNIA AMPLLIFIER INC STREET 2: 460 CALLE SAN PABLO CITY: CAMARILLO STATE: CA ZIP: 93012 SC 13G/A 1 dsc13ga.htm SCHEDULE 13G AMENDMENT NO. 4 Schedule 13G Amendment No. 4
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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

SCHEDULE 13G

 

Under the Securities Exchange Act of 1934

(Amendment No. 4)*

 

 

 

 

DOCUMENT SCIENCES CORPORATION

(Name of Issuer)

 

 

Common Stock

(Title of Class of Securities)

 

 

25614R105

(CUSIP Number)

 

 

December 31, 2007

(Date of Event Which Requires Filing of this Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

¨ Rule 13d-1(b)

¨ Rule 13d-1(c)

x Rule 13d-1(d)

 

 

*   The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

CUSIP No. 25614R105    Schedule 13G    Page 2 of 5 Pages

 

  1.  

NAMES OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 

Thomas L. Ringer, individually, and as Co-Trustee of the Ringer Family Trust, U/A dated September 10, 1963, as amended.

    
  2.  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ¨

(b)  ¨

    
  3.  

SEC USE ONLY

 

    
  4.  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

United States

    

 

NUMBER OF  

SHARES  

BENEFICIALLY  

OWNED BY  

EACH  

REPORTING  

PERSON  

WITH:  

 

  

  5.    SOLE VOTING POWER

 

        283,000

 

  6.    SHARED VOTING POWER

 

        46,820

 

  7.    SOLE DISPOSITIVE POWER

 

        283,000

 

  8.    SHARED DISPOSITIVE POWER

 

        46,820

  9.  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

329,820

    
10.  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

 

  

¨

 

11.  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

7.3%

    
12.  

TYPE OF REPORTING PERSON

 

IN

    

 

CUSIP No. 25614R105    Schedule 13G    Page 3 of 5 Pages

 

Item 1(a). Name of Issuer

  Document Sciences Corporation

 

Item 1(b). Address of Issuer’s Principal Executive Offices

  5958 Priestly Drive, Carlsbad, CA 92008

 

Item 2(a). Name of Person Filing

  Thomas L. Ringer, individually, and as Co-Trustee of the Ringer Family Trust, U/A dated September 10, 1963, as amended.

 

Item 2(b). Address of Principal Business Office, or, if None, Residence

  5958 Priestly Drive, Carlsbad, CA 92008

 

Item 2(c). Citizenship

  United States

 

Item 2(d). Title of Class of Securities

  Common Stock

 

Item 2(e). CUSIP Number

  25614R105

 

Item 3. If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

  x Not applicable.

 

Item 4. Ownership

 

  (a) Amount Beneficially Owned:

329,820 (including 280,000 shares of Common Stock which may be purchased upon the exercise of stock options, exercisable within 60 days of December 31, 2007)

 

  (b) Percent of Class:

7.3% (based on 4,227,732 shares of Common Stock reported outstanding as of December 31, 2007 and 280,000 shares of Common Stock which may be purchased upon the exercise of stock options)

 

  (c) Number of shares as to which such person has:

 

  (i) Sole power to vote or to direct the vote:

283,000 (including 280,000 shares of Common Stock which may be purchased upon the exercise of stock options, exercisable within 60 days of December 31, 2007).

CUSIP No. 25614R105    Schedule 13G    Page 4 of 5 Pages

 

  (ii) Shared power to vote or to direct the vote:

46,820; Thomas L. Ringer and his spouse are Co-Trustees of the Ringer Family Trust, U/A dated September 10, 1963, as amended.

 

  (iii) Sole power to dispose or to direct the disposition of:

283,000 (represents 280,000 shares of Common Stock which may be purchased upon the exercise of stock options, exercisable within 60 days of December 31, 2007).

 

  (iv) Shared power to dispose or to direct the disposition of:

46,820; Thomas L. Ringer and his spouse are Co-Trustees of the Ringer Family Trust, U/A dated September 10, 1963, as amended.

 

Item 5. Ownership of Five Percent or Less of a Class

  Not applicable.

 

Item 6. Ownership of More Than Five Percent on Behalf of Another Person

  Not applicable.

 

Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company

  Not applicable.

 

Item 8. Identification and Classification of Members of the Group

  Not applicable.

 

Item 9. Notice of Dissolution of Group

  Not applicable.

 

Item 10. Certification

  Not applicable.

CUSIP No. 25614R105    Schedule 13G    Page 5 of 5 Pages

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Date:   February 11, 2008
By:   /s/ THOMAS L. RINGER
Name:   Thomas L. Ringer
Title:   Chairman of the Board
THOMAS L. RINGER, CO-TRUSTEE, THE RINGER FAMILY TRUST, U/A DATED SEPTEMBER 10, 1963, AS AMENDED.
Date:   February 11, 2008
By:   /s/ THOMAS L. RINGER
Name:   Thomas L. Ringer
Title:   Co-Trustee
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